| (a) |
Financial Statements and Schedules |
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The financial statements are set forth under Item 8 of this report on Form 10-K. Financial statement schedules have been omitted since they are either not required, not applicable, or the information is otherwise included. |
| (b) |
Reports on Form 8-K |
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The Company filed no reports on Form 8-K during the quarter ended June 30, 2002. |
| (c) |
Exhibit Listing |
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Exhibit
Number |
Description |
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3.1 |
Restated Articles of Incorporation of Microsoft Corporation (1) |
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3.2 |
Bylaws of Microsoft Corporation |
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10.1 |
Microsoft Corporation 2001 Stock Plan (2) |
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10.2 |
Microsoft Corporation 1991 Stock Option Plan (3) |
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10.3 |
Microsoft Corporation 1981 Stock Option Plan (4) |
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10.4 |
Microsoft Corporation 1999 Stock Option Plan for Non-Employee Directors (5) |
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10.5 |
Microsoft Corporation Stock Option Plan for Consultants and Advisors |
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10.6 |
Microsoft Corporation 1997 Employee Stock Purchase Plan (6) |
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10.7 |
Microsoft Corporation Savings Plus Plan (7) |
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10.8 |
Trust Agreement dated June 1, 1993 between Microsoft Corporation and First Interstate Bank of Washington |
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10.9 |
Form of Indemnification Agreement |
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10.10 |
Resignation Agreement between Richard Belluzzo and Microsoft Corporation |
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21. |
Subsidiaries of Registrant |
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23. |
Independent Auditors’ Consent |
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99.1 |
Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
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99.2 |
Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
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| (1) Incorporated by reference to Annual Report on Form 10-K For The Fiscal Year Ended June 30, 1999. |
| (2) Incorporated by reference to Registration Statement 333-52-852 on Form S-8. |
| (3) Incorporated by reference to Annual Report on Form 10-K For The Fiscal Year Ended June 30, 1997. |
| (4) Incorporated by reference to Registration Statement 33-37623 on Form S-8. |
| (5) Incorporated by reference to Registration Statement 333-91755 on Form S-8. |
| (6) Incorporated by reference to Annual Report on Form 10-K For The Fiscal Year Ended June 30, 2001. |
| (7) Incorporated by reference to Annual Report on Form 10-K For The Fiscal Year Ended June 30, 2000. |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned; thereunto duly authorized, in the City of Redmond, State of Washington, on September 5, 2002.
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MICROSOFT CORPORATION |
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By /S/ JOHN G. CONNORS |
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John G. Connors |
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Senior Vice President; Chief Financial Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of Registrant and in the capacities indicated on September 5, 2002.
|
Signature |
Title |
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|
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/S/ WILLIAM H. GATES III |
Chairman of the Board of Directors
and Chief Software Architect |
|
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William H. Gates III |
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|
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/S/ STEVEN A. BALLMER |
Chief Executive Officer |
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Steven A. Ballmer |
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/S/ JAMES I. CASH, JR. |
Director |
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James I. Cash, Jr. Ph.D. |
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/S/ RAYMOND V. GILMARTIN |
Director |
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Raymond V. Gilmartin |
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/S/ ANN MCLAUGHLIN KOROLOGOS |
Director |
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Ann McLaughlin Korologos |
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/S/ DAVID F. MARQUARDT |
Director |
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David F. Marquardt |
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/S/ WM. G. REED, JR. |
Director |
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Wm. G. Reed, Jr. |
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/S/ JON A. SHIRLEY |
Director |
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Jon A. Shirley |
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/S/ JOHN G. CONNORS |
Senior Vice President; Chief Financial Officer
(Principal Financial and Accounting Officer) |
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John G. Connors |
CERTIFICATIONS
I, Steven A. Ballmer, certify that:
1. I have reviewed this annual report on Form 10-K of Microsoft Corporation;
2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report; and
3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report.
Date: September 5, 2002
| /S/ STEVEN A. BALLMER |
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| Steven A. Ballmer |
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| Chief Executive Officer |
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I, John G. Connors, certify that:
1. I have reviewed this annual report on Form 10-K of Microsoft Corporation;
2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this annual report; and
3. Based on my knowledge, the financial statements, and other financial information included in this annual report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this annual report.
Date: September 5, 2002
| /S/ JOHN G. CONNORS |
|
|
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| John G. Connors |
|
| Chief Financial Officer |
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